Hui Kai Securities

Hui Kai Securities Limited 滙凱證券有限公司

Securities Services Charges List 證券服務收費

10 Nov. 2008 Version

Buying/Selling Securities 證券買賣
Brokerage 佣金		Stamp Duty 印花稅			Transaction Levy 交易徵費	Trading Fee 交易費			Investor Compensation Levy 投資者賠償徵費	Settlement Fee 股份交收費
Negotiable (Min Charges HK$50) 　商議 (最低收費50元)		HK$1.00 for every HK$1,000 of transaction amount (Charges are rounded up to the nearest dollar) 交易款項之每1,000元收取1.00元 (收費計至個位數)			0.004% of transaction amount 交易款項之0.004%	0.005% of transaction amount 交易款項之0.005%			0.002% of transaction amount 交易款項之0.002%	Nil 　免
Services Charges 服務收費
			Margin Account 保證金戶口				Cash Account 現金戶口
Dividend 現金股息			Div amt x 0.12% plus Scrip Fee HK$1.5 per Board Lot (Min: $20) 股息x 0.12%加過戶費每手1.5元 (最低收費20元)				Div amt x 0.3% plus Scrip Fee HK$2 per Board Lot (Min: $20) 股息x 0.3%加過戶費每手2元 (最低收費20元) (From 5/12/2006)
S.I. Fee 交收指示費			No. of Shares x Prv Closing price x 0.02% (Min:$30; Max: $300) 股數 x上日收市價 x 0.02% (最低收費:30元;最高收費:300元)				No. of Shares x Prv Closing price x 0.05% (Min:$30; Max: $300) 股數 x上日收市價 x 0.05%(最低收費:30元;最高收費:300元)
Stock Deemed Book Close 登記過戶費			HK$1.5 per Board Lot 每手1.5元				HK$2 per Board Lot 每手2元
Application for New Shares 認購新股			HK$ 0 / 25 / 50 per application 每宗0 / 25 / 50元				HK$ 25 / 75 / 150 per application 每宗25 / 75 / 150元
Stock Deposit Fee 股份存倉費			HK$1.5 per Board Lot 每手1.5元				HK$5 per Board Lot 每手5元
Stock Withdrawal 股份提取費			HK$5 per Board Lot 每手5元
I.S.I Fee 投資者交收指示費			Each I.S.I for: (I) Free Payment: HK$1 or (II) Against Payment: HK$2.2 (Min $30 per Client per day) 每宗投資者交收指示: (I)毋須付款收費: 1元或 (II)貨銀兌換收費: 2.2元 (每客戶每日最低收費30元)
Bonus/Warrants/Rights/Split/Cons. 派送紅股/認股證/股權/拆細/合併			Scrip Fee: HK$2 per Board Lot 過戶費: 每手2元
Nominee Services Fee 代理人服務費			Corporate Action: HK$0.80 per Board Lot (e.g.: Warrants Conversion, Take Up Rights, Take Offer…) 代理行權責: 每手0.80元(例如:認股權證轉換、行使股權、股份收購等)
Bounced Cheque退票			HK$200 per cheque 每張200元
Inactive A/c Annual Fee 無活動戶口年費			HK$50 per year for inactive account (Account without transaction for 12 months) 每年無活動戶口收費50元 (戶口於過去1年並無任何交易記錄)
Interest Calculation 利息計算
Credit Balance 戶口盈餘款項				Receive Hong Kong Dollar Interest Saving Rate## 可享有儲蓄存款利率 (0.010%)
Debit Balance equal to or less than Margin Value 欠款等於或低於可按倉值				Prime Rate # 優惠利率 (5.00%)				Prime Rate plus 20% # 優惠利率加20厘 (25.00%)
Debit Balance with positive Net Asset Value (+NAV)* 欠款戶口淨值為正數*				Prime Rate plus 4% # 優惠利率加4厘 (9.00%)				Prime Rate plus 20% # 優惠利率加20厘 (25.00%)
Debit Balance with negative Net Asset Value (-NAV)* 欠款戶口淨值為負數*				Prime Rate plus 25% # (-NAV) on T and T + 2 day 優惠利率加25厘 (30.00%)				Prime Rate plus 30% # 優惠利率加30厘 (35.00%)
Remarks 備注
# * **	Prime Interest Rate determined by Hong Kong & Shanghai Banking Corporation Limited (HSBC) from time to time. 優惠利率隨著滙豐銀行優惠利率之變動而更改。 Saving Rate determined by HSBC from time to time. 儲蓄存款利率隨著滙豐銀行儲蓄存款利率之變動而更改。 If the closing price of the stock is less than HK$0.10, the NAV will not include that particular stock. (Effective Date: 01 October 2001) 若股票之收市價低於港幣壹毫時, 該股票之值將不會被計算入戶口淨值內。 In accordance with Section 81A of the Securities Ordinance, securities dealers are required to obtain annual renewal of authorization from their margin clients. Margin clients wish to continue margin trading through us, please sign and return “Authorization Letter” before expiry. Without such authorization, we may suspend the margin trading account from buying stocks and revise the interest rate to 27.50% or 37.50% p.a., same as those of cash account. Further, we may need to demand repayment of any outstanding balance in the account at our discretion. 根據證券條例第八十一A條規定，證券交易商需得到其保證金客戶每年續期的授權。保證金客戶若希望繼續經本公司進行保證金買賣，請於到期日之前將已簽妥的授權書交回本公司辦理。若保證金客戶未能提供有關的授權給予本公司，本公司將可能需要暫停保證金客戶買入股票，而借貸息率將與現金戶口相同 ─ 年息27.50厘或37.50厘。此外，本公司或要求保證金客戶清還戶口之所有欠款。
All physical stock must be deposited for 7 days before selling. If not, the selling process will be hold for 7 days. 所有現貨必須於沽出前7天存倉否則有關之款項須於7天後才可提取
Stock bought through private deal will not be entertained. 所有私下買賣股份皆不被接受

The business of our Company本公司主要業務:

- Securities: Hong Kong Securities and Stock Options brokerage services證券：香港股票及股票期權買賣服務

Futures: Hang Seng Index Futures、Mini- Hang Seng Index Futures 、HHI Futures 、Mini- HH Futures 、FXC 25 Index Futures and Index Options brokerage services
期貨：恒生指數期貨、小型恒生指數期貨、H股指數期貨、小型H股指數期貨、新華富時中國25指數期貨及指數期權買賣服務

Bank Account 銀行戶口: - Standard Chartered Bank 渣打銀行:

                                                    Bank A/C Name : Hui Kai Securities Limited 滙凱證券有限公司   Bank A/C No.: 447-1-062258-1 (Securities 證券)
                                                                                                                   Bank A/C No.: 447-0-057067-8 (Stock Options 股票期權)
                                   Hui Kai Futures Limited 滙凱期貨有限公司     Bank A/C No.: 447-0-057067-8 (Futures 期貨)

Buying/Selling Securities 證券買賣

Remarks 備注